Ethical Wall

Many financial institutions are subject to complex regulations that cut across geographies and regulate their communications — internally, as well as externally with clients and counterparties. In these environments, the ability to proactively control omnichannel collaboration is key to preventing conflicts of interest, safeguarding ethical integrity, and mitigating compliance risk.

Proactively Control Your

Omnichannel Communication

and Content Streams

Verint Financial Compliance Ethical Wall is a proven, robust policy governance solution that helps banks, trading houses, investment firms, and other financial institutions proactively apply communication and content policies across their organizations. The solution’s protective technology automates rules enforcement over critical interactions among users, groups, and entities when using Cisco® Collaboration and Microsoft® Skype for Business. It can allow you to take a proactive approach to compliance while helping your business adhere to financial services codes of conduct, legal obligations, and regional regulatory demands.

Designed to set up virtual communication boundaries, thus preventing entities from communicating with each other, Ethical Wall can enforce policy rules across different channels for ethical, privacy, and compliance reasons. It can apply secure control mechanisms to automatically allow, restrict, block, or notify users about specific operations between communicating parties.

What we can help you achieve

Policy Enforcement | Proactive Communication Governance | Communication Surveillance | Conduct Risk Management | Data Protection | Liability Protection

Verint Wins RegTech Insight Awards

Offering preventative controls and proactive compliance solutions for the capital markets, Verint Financial Compliance has been recently named the Best Vendor Solution for Managing Conduct Risk in the 2019 RegTech Insight Awards.

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Prevent Compliance Issues Before They Occur

Enable your trading and financial services organization to adopt the latest UC platforms in a compliant manner to avoid penalties and fines under MiFID II, Dodd-Frank, Sarbanes-Oxley, and more. Ethical Wall lets you stop firefighting to save time, resources, and costs that would otherwise be spent on corrective measures and reactive practices.

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How Ethical Wall Helps Businesses
Tackle Compliance

A Saudi Bank strengthens adherence to local AML regulations and enables communication compliance by using Verint.

Find out how
AVOID CONFLICTS OF INTEREST

Prevent unwanted conflicts of interest. Ethical Wall helps you separate entities and limit interaction between individuals or groups across your organization, and control which participants are accessible to certain external parties.

ENSURE LEGAL COMPLIANCE

Your business can achieve regulatory compliance and limit liability by notifying participants about policies and defining the scope of permitted channels of interaction and modes of information exchange.

PREVENT DATA LEAKS

Protect your sensitive information and avoid the accidental or malicious leakage of your essential business data by automatically blocking, redacting or reporting such data from any IM conversation.

PROTECT ETHICAL INTEGRITY

Strengthen integrity across your organization by preventing unsolicited communications, monitoring the language used in your corporate channels and block illicit or unethical activities.

TAKE FULL CONTROL

Mitigate compliance risk across various communication modes including voice calls, instant messaging, video, file transfer, and screen and content sharing–down to a user level.

IMPROVE OVERSIGHT

Leverage a single pane of glass view of session or content policy violations helping users to spot trends and areas of concern, along with a full audit log that makes all actions and events fully traceable.

Control All Modes of Communication

VOICE
INSTANT MESSAGING
VIDEO
FILE TRANSFER
SCREEN SHARING
CONTENT SHARING

Would you like to know more?

Get in touch with an expert.